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Author

Thana

I am a news editor at Coincu, where I produce daily editorial packages and manage the knowledge and review article sections. Before journalism, I earned a Bachelor’s degree in Global Logistics and Supply Chain Management from Northampton University and studied news journalism at Press Association Training.

SEC Regulation

New SEC Regulations Limit Broker-Dealer Exemptions For Increased Accountability
- 579 days ago 2 mins
579 days ago
23
Aug
New SEC Regulations Limit Broker-Dealer Exemptions For Increased Accountability

SEC Regulations have adopted amendments that limit exemptions from SEC registration, enhancing oversight and accountability

23
Aug